Case Detail

United States v. Keith Barnett (S.D. Oh. 2016)
United States v. Andreas Kohler (S.D. Oh. 2017)
United States v. Aloysius Johannes Jozef Zuurhout (S.D. Oh. 2017)
United States v. James Finley (S.D. Oh. 2017)
United States v. Petros Contoguris-Troemel, Vitaly Leshkov, Azat Martirossian (S.D. Oh. 2018)


Case Details

  • Case Name
  • United States v. Keith Barnett (S.D. Oh. 2016)
    United States v. Andreas Kohler (S.D. Oh. 2017)
    United States v. Aloysius Johannes Jozef Zuurhout (S.D. Oh. 2017)
    United States v. James Finley (S.D. Oh. 2017)
    United States v. Petros Contoguris-Troemel, Vitaly Leshkov, Azat Martirossian (S.D. Oh. 2018)
  • Date Filed
  • 12/20/2016
  • Enforcement Agency
  • DOJ
  • Countries
  • China, Kazakhstan
  • Foreign Official
  • Unnamed official from Middle Eastern country.
  • Date of Conduct
  • 1999 to 2013
  • Nature of Business
  • Rolls-Royce plc, a British multinational public holding company, is the world’s second largest manufacturer of aircraft engines and also maintains major businesses in the marine, defense, aerospace, and energy sectors. Keith Barnett is a United States citizen who was an employee at Rolls-Royce’s U.S.-based subsidiary, Rolls-Royce Energy Systems, Inc. (“RRESI”). Aloysius Johannes Jozef Zuurhout, a Dutch citizen, was an employee of Rolls-Royce’s subsidiaries in the Netherlands, where he sold equipment, some of which had been produced by RRESI. James Finely, a British citizen, was a senior executive at Rolls-Royce who was responsible for the sales division.
     
    Andreas Kohler, an Austrian citizen, was employed at an unnamed German company that acted as a “Technical Advisor” in the infrastructure, oil and gas, and energy sectors. Petros Contoguris is a Greek citizen who was the founder and Chief Executive Officer of a Turkey-based company, Gravitas & CIE International Ltd., which provided commercial agent and advisory services for oil and gas projects worldwide. He also served as an agent for RRESI.
     
    Vitaly Leshkov, a Russian citizen, and Azat Martirossian, an Armenian national, were employed by an unnamed international engineering and consulting company (“Technical Advisor”), which was retained by the Asia Gas Pipeline LLP (“AGP”), a joint venture owned by the Kazahk and Chinese governments, to advise on projects, including designing bid specifications and assisting in the process of awarding bids.
  • Influence to be Obtained
  • According to the DOJ, from 1999 to 2013, the Defendants participated in a scheme to make improper payments to government officials in exchange for awarding contracts to RRESI for work with AGP.
     
    As part of the scheme, the Rolls-Royce and RRESI employees, including Barnett, Finley, and Zuurhout, conspired with Kohler, who worked for the Technical Advisor on the AGP project, to pay bribes to foreign officials in Kazakhstan and China to secure lucrative contracts with AGP. In 2009, AGP did award RRESI with a contract to provide eleven gas turbine units, worth approximately $145 million. To disguise the illegal payments, Rolls-Royce paid commissions to Technical Advisor employees, including allegedly Leshkov and Martirossian, and to Contoguris’s company, Gravitas, which they would then pass on to foreign officials. The Defendants also utilized code names, communicated by personal email accounts, and deleted incriminating documents to hide their corrupt activities.
  • Enforcement
  • On November 7, 2017, the DOJ unsealed its charges filed against Barnett, Kohler, Zuurhourt, Finley, and Contoguris in the Southern District of Ohio.

    Barnett was charged with conspiracy to violate the FCPA.  On December 20, 2016, Barnett pleaded guilty to one count of conspiracy to violate the FCPA.  On July 30, 2019, Barnett was sentenced to three years of probation and ordered to pay a $250,000 fine. 

    Kohler was charged with conspiracy to violate the FCPA.  On June 6, 2017, Kohler pleaded guilty to one count of conspiracy to violate the FCPA.  On July 29, 2019, Kohler was sentenced to four months in prison and four months of supervised release, and ordered to pay a $72,000 fine. 

    Zuurhout was charged with conspiracy to violate the FCPA.  On June 13, 2017, Zuurhout pleaded guilty to one count of conspiracy to violate the FCPA.  On July 30, 2019, Zuurhout was sentenced to five years of probation and ordered to pay a $50,000 fine. 

    Finley was charged with conspiracy to violate the FCPA.  On July 28, 2017, Finley pleaded guilty to one count of conspiracy to violate the FCPA and one count of violating the FCPA.  On July 30, 2019, Finley was sentenced to four months in prison and eight months of supervised release, and ordered to pay a $500,000 fine. 

    Contoguris was charged with one count of conspiracy to violate the FCPA, one count of conspiracy to launder money, seven counts of violating the FCPA, and ten counts of money laundering.  On May 24 2018, the DOJ filed a superseding Indictment in which it also charged Leshkov and Martirossian with one count of money laundering conspiracy and ten counts of money laundering.  Leshkov pleaded guilty to one count of money laundering conspiracy and was sentenced on August 1, 2019 to twelve months in prison, four months of supervised release, and ordered to pay $500,000.  The case against Contoguris and Martirossian is currently ongoing.
  • Amount of the Value
  • $500,000.
  • Amount of Business Related to Payment
  • Not Stated.
  • Intermediary
  • Third-party consultant; Subsidiaries.
  • Citizenship of Parent Entity
  • United States
  • Compliance Monitor
  • No
  • Reporting Requirements
  • No
  • Case is Pending?
  • Yes
  • Total Combined Monetary Sanction
  • $ 1,372,000

Defendants

Keith Barnett

  • Citation
  • United States v. Barnett, No. 2:16-cr-00831 (S.D.N.Y. 2016); 
  • Date Filed
  • 12/20/2016
  • Filed Under Seal
  • Yes
  • Date Case Was Unsealed
  • 11/07/2017
  • FCPA Statutory Provision
    • Conspiracy
    • Conspiracy: Anti-Bribery
  • Other Statutory Provision
  • None
  • Disposition
  • Plea Agreement
  • Defendant Jurisdictional Basis
  • Domestic Concern, Conspiracy
  • Defendant's Citizenship
  • United States
  • Individual Sanction
  • $250,000; 3-year probation.

Vitaly Leshkov

  • Citation
  • United States v. Contoguris et al., No. 2:17-cr-00233 (S.D. Oh. 2017)
  • Date Filed
  • 05/24/2018
  • Filed Under Seal
  • No
  • FCPA Statutory Provision
  • Other Statutory Provision
  • Conspiracy (Money Laundering); Money Laundering.
  • Disposition
  • Plea Agreement
  • Defendant Jurisdictional Basis
  • Conspiracy, Agent of Domestic Concern
  • Defendant's Citizenship
  • Russia
  • Individual Sanction
  • $500,000; 12-month imprisonment; 4-month supervised release.

Azat Martirossian

  • Citation
  • United States v. Contoguris et al., No. 2:17-cr-00233 (S.D. Oh. 2017)
  • Date Filed
  • 05/24/2018
  • Filed Under Seal
  • No
  • FCPA Statutory Provision
  • Other Statutory Provision
  • Conspiracy (Money Laundering); Money Laundering.
  • Disposition
  • Pending
  • Defendant Jurisdictional Basis
  • Conspiracy, Agent of Domestic Concern
  • Defendant's Citizenship
  • Armenia
  • Individual Sanction
  • Pending. 

Andreas Kohler

  • Citation
  • United States v. Kohler, No. 2:17-cr-00113 (S.D. Oh. 2017)
  • Date Filed
  • 06/06/2017
  • Filed Under Seal
  • Yes
  • Date Case Was Unsealed
  • 11/07/2017
  • FCPA Statutory Provision
    • Conspiracy
    • Conspiracy: Anti-Bribery
  • Other Statutory Provision
  • None.
  • Disposition
  • Plea Agreement, Plea Agreement
  • Defendant Jurisdictional Basis
  • Conspiracy, Agent of Domestic Concern
  • Defendant's Citizenship
  • Austria
  • Individual Sanction
  • $72,000; 4-month imprisonment; 4-month supervised release.

Aloysius Zuurhout

  • Citation
  • United States v. Zuurhout, No. 2:17-cr-00122 (S.D. Oh. 2017); 
  • Date Filed
  • 06/09/2017
  • Filed Under Seal
  • No
  • Date Case Was Unsealed
  • 11/07/2017
  • FCPA Statutory Provision
    • Conspiracy
    • Conspiracy: Anti-Bribery
  • Other Statutory Provision
  • None
  • Disposition
  • Plea Agreement
  • Defendant Jurisdictional Basis
  • Unknown
  • Defendant's Citizenship
  • Netherlands
  • Individual Sanction
  • $50,000; 5-year probation.

James Finley

  • Citation
  • United States v. Finley, No. 2:17-cr-00160 (S.D. Oh. 2017);
  • Date Filed
  • 07/21/2017
  • Filed Under Seal
  • Yes
  • Date Case Was Unsealed
  • 11/07/2017
  • FCPA Statutory Provision
    • Anti-Bribery
    • Conspiracy
    • Conspiracy: Anti-Bribery
  • Other Statutory Provision
  • None
  • Disposition
  • Plea Agreement
  • Defendant Jurisdictional Basis
  • Domestic Concern, Conspiracy
  • Defendant's Citizenship
  • United Kingdom
  • Individual Sanction
  • $500,000; 4-month imprisonment; 8-month supervised release.

Petros Contoguris

  • Citation
  • United States v. Contoguris, No. 2:17-cr-00233 (S.D. Oh. 2017).
  • Date Filed
  • 12/20/2016
  • Filed Under Seal
  • Yes
  • Date Case Was Unsealed
  • 11/07/2017
  • FCPA Statutory Provision
    • Anti-Bribery
    • Conspiracy: Anti-Bribery
  • Other Statutory Provision
  • Conspiracy (Money Laundering); Money Laundering.
  • Disposition
  • Plea Agreement
  • Defendant Jurisdictional Basis
  • Conspiracy, Agent of Domestic Concern
  • Defendant's Citizenship
  • Greece
  • Individual Sanction
  • Pending
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